Home/Filings/4/0001125282-03-006083
4//SEC Filing

JPMP MASTER FUND MANAGER L P 4

Accession 0001125282-03-006083

CIK 0001040593other

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 6:39 PM ET

Size

16.2 KB

Accession

0001125282-03-006083

Insider Transaction Report

Form 4
Period: 2003-05-27
Transactions
  • Award

    Stock Options (right to purchase)

    2003-05-27+5,0005,000 total(indirect: see footnote)
    Exercise: $5.75From: 2004-05-27Exp: 2013-05-26Common Stock (5,000 underlying)
Holdings
  • Common Stock

    (indirect: see footnote)
    2,909,092
  • Stock Options (right to purchase)

    (indirect: see footnote)
    Exercise: $5.36From: 2003-03-27Exp: 2012-03-27Common Stock (10,000 underlying)
    10,000
  • Stock Options (right to purchase)

    (indirect: see footnote)
    Exercise: $4.78From: 2003-05-22Exp: 2012-05-22Common Stock (5,000 underlying)
    5,000
  • Stock Options (right to purchase)

    (indirect: see footnote)
    Exercise: $1.75From: 2000-12-15Exp: 2009-12-15Common Stock (16,667 underlying)
    16,667
  • Stock Options (right to purchase)

    (indirect: see footnote)
    Exercise: $7.40From: 2002-05-18Exp: 2011-05-17Common Stock (2,500 underlying)
    2,500
  • Warrants

    (indirect: see footnote)
    Exercise: $2.20Exp: 2007-12-15Common Stock (2,208,151 underlying)
    2,208,151
  • Stock Options (right to purchase)

    (indirect: see footnote)
    Exercise: $5.17From: 2001-05-19Exp: 2010-05-19Common Stock (3,333 underlying)
    3,333
Footnotes (8)
  • [F1]The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners (23A SBIC), LLC ("JPM 23A SBIC"), a portion of which may be deemed attributable to the Reporting Person because it is the non-managing member of JPM 23A SBIC. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM 23A SBIC.
  • [F2]These Warrants are immediately exercisable.
  • [F3]These stock options were granted to Arnold Chavkin and Christopher Behrens, directors of the Issuer. Messrs. Chavkin and Behrens are Executive Vice President and Managing Director, respectively, of J.P. Morgan Partners (23A SBIC), LLC ("JPM 23A SBIC") and limited partners of JPMP Master Fund Manager, L.P. ("MF Manager"), the non-managing member of JPM 23A SBIC. Mr. Chavkin ceased to be a director of the Issuer on March 11, 2002. 6,667 of the stock options granted to him are currently exercisable. Mr. Behrens' options became exercisable in three annual installments commencing December 15, 2000. Mr. Chavkin and Mr. Behrens are obligated to transfer any shares issued under uncancelled stock options to JPM 23A SBIC.
  • [F4]These stock options each were granted to Arnold Chavkin and Christopher Behrens, directors of the Issuer. Mr. Chavkin ceased to be a director of the Issuer on March 11, 2002. 833 of the stock options granted to him are currently exercisable. Mr. Behrens' options become exercisable in three annual installments commencing May 19, 2001. Mr. Chavkin and Mr. Behrens are obligated to transfer any shares issued under uncancelled stock options to JPM 23A SBIC.
  • [F5]These stock options were granted to Christopher Behrens, a director of the Issuer. Mr. Behrens is obligated to transfer any shares issued under his stock options to JPM 23A SBIC. These options became exercisable in three annual installments commencing May 18, 2002.
  • [F6]These options were granted to Bryan Martin, a director of the Issuer. Mr. Martin is a Managing Director of J.P. Morgan Partners, LLC, the investment advisor to J.P. Morgan Partners (23A SBIC Manager), Inc., the sole managing member of JPM 23A SBIC. Mr. Martin is also a limited partner of MF Manager. Mr. Martin is obligated to transfer any shares issued under his stock options to JPM 23A SBIC. These options become exercisable in three annual installments commencing March 27, 2003.
  • [F7]2,500 stock options each were granted to Bryan Martin and Christopher Behrens, directors of the Issuer. These options become exercisable in three annual installments commencing May 22, 2003. Mr. Martin and Mr. Behrens are obligated to transfer any shares issued under the stock options to JPM 23A SBIC.
  • [F8]2,500 stock options each were granted to Bryan Martin and Christopher Behrens, directors of the Issuer. These options become exercisable in three annual installments commencing May 27, 2004. Mr. Martin and Mr. Behrens are obligated to transfer any shares issued under the stock options to JPM 23A SBIC.

Issuer

CARRIZO OIL & GAS INC

CIK 0001040593

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001243235

Filing Metadata

Form type
4
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 6:39 PM ET
Size
16.2 KB