PROTON ENERGY SYSTEMS INC 4
4 · PROTON ENERGY SYSTEMS INC · Filed Feb 9, 2004
Insider Transaction Report
Form 4
AUBE RICHARD A
Other
Holdings
- 2,000
Stock Option (Right to Purchase)
Exercise: $2.75From: 2003-03-19Exp: 2013-03-19→ Common Stock (2,000 underlying) - 5,000
Stock Option (Right to Purchase)
Exercise: $3.00From: 2004-01-01Exp: 2013-01-01→ Common Stock (5,000 underlying) - 500
Stock Option (Right to Purchase)
Exercise: $2.75From: 2003-03-13Exp: 2013-03-13→ Common Stock (500 underlying) - 2,500
Stock Option (Right to Purchase)
Exercise: $2.99From: 2002-12-31Exp: 2012-12-31→ Common Stock (2,500 underlying) - 1,500
Stock Option (Right to Purchase)
Exercise: $2.54From: 2002-09-11Exp: 2012-09-11→ Common Stock (1,500 underlying)
Footnotes (1)
- [F1]The Reporting Person serves in a managerial capacity at Beacon Energy Investors II, LP, which controls The Beacon Group Energy Investment Fund II, L.P. These options were granted to the Reporting Person pursuant to the Proton Energy Systems, Inc. 2000 Stock Incentive Plan. The Reporting Person has an agreement with The Beacon Group Energy Investment Fund II, L.P. pursuant to which he holds the options for the benefit of The Beacon Group Energy Investment Fund II. L.P. The Reporting Person disclaims beneficial ownership of these options except to the extent of his pecuniary interest therein, if any. The number of shares of common stock by Proton Energy Systems, Inc. beneficially by The Beacon Group Energy Investment Fund II, L.P. is less than 10 percent of the outstanding common stock. The Reporting Person ceased to be a director of the Issuer on June 3, 2003.