CCP FUND MANAGERS LLC 3
3 · INTERSECTIONS INC · Filed Apr 29, 2004
Insider Transaction Report
Form 3
CONNING CAPITAL PARTNERS V LP
10% Owner
Holdings
Series C Preferred Stock
Exercise: $0.23→ Common Stock (3,504.75 underlying)
Footnotes (8)
- [F1]By Reporting Person Conning Capital Partners V L.P.
- [F2]By Reporting Person Conning Investment Partners V LLC
- [F3]By General Partner of Conning Capital Partners V L.P. Conning Investment Partners V LLC disclaims all beneficial ownership except to the extent of its pecuniary interest therein.
- [F4]By Reporting Person CCP Fund Managers LLC.
- [F5]By Managing Member of Conning Investment Partners V LLC. CCP Fund Managers LLC disclaims any pecuniary interest in such shares.
- [F6]Does not reflect 554.9338-for-one stock split, to be effective upon the issuer's initial public offering, pursuant to which each share of Series C Convertible Preferred Stock will be convertible into 129.66 shares of Common Stock.
- [F7]Shares of Series C Preferred Stock are automatically converted into Common Stock upon the closing of an underwritten public offering on a firm commitment basis covering the offer and sale of Common Stock in which the aggregate price paid is equal to or greater than $35 million (net of underwriting discounts and commissions) and the price per share equals or exceeds $7,000 (as adjusted for stock dividends, splits or combinations, and net of underwriting discounts and commissions).
- [F8]Immediately