4//SEC Filing
Oasys Mobile, Inc. 4
Accession 0001125282-06-003464
CIK 0001104332operating
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 2:06 PM ET
Size
6.8 KB
Accession
0001125282-06-003464
Insider Transaction Report
Form 4
Empire Capital Management, L.L.C.
10% Owner
Transactions
- Purchase
Common Stock
2006-06-14$1.02/sh+15,000$15,300→ 2,166,710 total(indirect: See Note 2 and Note 3)
Footnotes (3)
- [F1]The shares of Common Stock this note relates to are held directly by Empire Capital Partners, L.P. ("Empire Capital"), with respect to the 1,257,027 shares, Empire Capital Partners, Ltd. a Cayman Islands exempted company ("Offshore") as to 512,108 shares, Empire Capital Partners II, Ltd., a Cayman Islands exempted company ("Offshore II") as to 137,296 shares, Charter Oak Partners, LP a Delaware Limited Partnership ("Charter Oak") as to 228,795 shares and Charter Oak Partners II ("Charter Oak II" and collectively with Empire Capital, Offshore, Offshore II, and Charter Oak, "the Empire Funds") as to 31,484 shares of Common Stock directly owned by it.
- [F2]Empire Capital Management L.L.C. (the "Investment Manager") serves as the Investment Manager and has investment discretion over the securities held by Offshore, Offshore II, Charter Oak and Charter Oak II. Empire Capital GP, L.L.C. ("Empire GP"), serves as general partner of Empire Capital. Mr. Scott Fine and Mr. Peter Richards are managing members of the Investment Manager and Empire GP.
- [F3]The Investment Manager, Empire GP and the Empire Funds, disclaim beneficial ownership of any of the Issuer's securities to which this Form 4 relates for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), except as to such securities in which each such person may be deemed to have a pecuniary interest pursuant to the Act.
Documents
Issuer
Oasys Mobile, Inc.
CIK 0001104332
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001104332
Filing Metadata
- Form type
- 4
- Filed
- Jun 15, 8:00 PM ET
- Accepted
- Jun 16, 2:06 PM ET
- Size
- 6.8 KB