STERN ARTHUR 4/A
4/A · ASTA FUNDING INC · Filed Oct 13, 2006
Insider Transaction Report
Form 4/AAmended
ASTA FUNDING INCASFI
STERN ARTHUR
DirectorChairman Emeritus and Director
Transactions
- Sale
Common Stock, par value $.01 per share
2006-10-10$35.37/sh−8,000$282,972→ 239,084 total - Sale
Common Stock, par value $.01 per share
2006-10-12$34.90/sh−8,000$279,162→ 231,084 total
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Stern on September 13, 2006.
- [F2]Mr. Stern indirectly owns (a) 214,542 shares of Common Stock, which represents Mr. Stern's pecuniary interest in shares held by Asta Group, Incorporated, (b) 349,460 shares of Common Stock, which represents Mr. Stern's pecuniary interest in shares held by Stern Family Investors, LLC, and (c) 1,243 shares of Common Stock, which represents Mr. Stern's pecuniary interest in shares held by GMS Family Investors LLC, all of which shares are not included in Table I. Mr. Stern does not have voting or investment power with respect to any of the shares held by either LLC and disclaims beneficial ownership of the shares owned by the LLCs.
- [F3]This amendment has been filed to correct the number of shares of common stock owned by Mr. Stern following the reported transactions.