4//SEC Filing
ASTA FUNDING INC 4
Accession 0001125282-06-007057
CIK 0001001258operating
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 6:14 PM ET
Size
5.5 KB
Accession
0001125282-06-007057
Insider Transaction Report
Form 4
ASTA FUNDING INCASFI
STERN ARTHUR
DirectorChairman Emeritus and Director
Transactions
- Sale
Common Stock, par value $.01 per share
2006-11-09$33.66/sh−8,000$269,256→ 167,084 total
Footnotes (2)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Stern on September 13, 2006.
- [F2]Mr. Stern indirectly owns (a) 214,542 shares of Common Stock, which represents Mr. Stern's pecuniary interest in shares held by Asta Group, Incorporated, (b) 349,460 shares of Common Stock, which represents Mr. Stern's pecuniary interest in shares held by Stern Family Investors, LLC, and (c) 1,119 shares of Common Stock, which represents Mr. Stern's pecuniary interest in shares held by GMS Family Investors LLC, all of which shares are not included in Table I. Mr. Stern does not have voting or investment power with respect to any of the shares held by either LLC and disclaims beneficial ownership of the shares owned by the LLCs.
Documents
Issuer
ASTA FUNDING INC
CIK 0001001258
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001001258
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 6:14 PM ET
- Size
- 5.5 KB