4//SEC Filing
Oasys Mobile, Inc. 4
Accession 0001125282-07-000773
CIK 0001104332operating
Filed
May 30, 8:00 PM ET
Accepted
May 31, 5:31 PM ET
Size
6.7 KB
Accession
0001125282-07-000773
Insider Transaction Report
Form 4
Empire Capital Management, L.L.C.
10% Owner
Transactions
- Purchase
Common Stock
2007-05-29$0.30/sh−25,000$7,500→ 2,591,710 total(indirect: See Note 2 and Note 3)
Footnotes (3)
- [F1]. The shares of Common Stock this note relates to are held directly by Empire Capital Partners, L.P. ("Empire Capital"), with respect to the 1,254,749 shares, Empire Capital Partners, Ltd. a Cayman Islands exempted company ("Offshore") as to 986,667 shares, Empire Capital Partners II, Ltd., Charter Oak Partners, LP a Delaware Limited Partnership ("Charter Oak") as to 302,349 shares and Charter Oak Partners II ("Charter Oak II" and collectively with Empire Capital, Offshore, and Charter Oak, "the Empire Funds") as to 47,945 shares of Common Stock directly owned by it.
- [F2]Empire Capital Management L.L.C. (the "Investment Manager") serves as the Investment Manager and has investment discretion over the securities held by Offshore, Charter Oak and Charter Oak II. Empire Capital GP, L.L.C. ("Empire GP"), serves as general partner of Empire Capital. Mr. Scott Fine and Mr. Peter Richards are managing members of the Investment Manager and Empire GP.
- [F3]. The Investment Manager, Empire GP and the Empire Funds, disclaim beneficial ownership of any of the Issuer's securities to which this Form 4 relates for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), except as to such securities in which each such person may be deemed to have a pecuniary interest pursuant to the Act.
Documents
Issuer
Oasys Mobile, Inc.
CIK 0001104332
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001104332
Filing Metadata
- Form type
- 4
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 5:31 PM ET
- Size
- 6.7 KB