4/A//SEC Filing
LEONARD H JEFFREY 4/A
Accession 0001125319-04-000001
CIK 0000355199other
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 6:03 PM ET
Size
20.7 KB
Accession
0001125319-04-000001
Insider Transaction Report
Form 4/AAmended
Transactions
- Sale
Common Stock, no par value
2004-01-08$8.50/sh−300,000$2,550,000→ 864,166 total
Holdings
- 2,314,756(indirect: See footnotes for Field 6.)
Common Stock
- 1,732,284(indirect: See footnotes for Field 6.)
Common Stock, no par value
- 864,166(indirect: See footnotes for field 6.)
Common Stock, no par value
- 582,472
Common Stock, no par value
- 29,755
Common Stock, no par value
- 749,918
Common Stock, no par value
- 1,614,084(indirect: Please see footnotes for Field 6.)
Common Stock, no par value
- 118,200
Common Stock, no par value
Footnotes (11)
- [F1](1) This Form 4 is a joint filing that amends the Form 4 originally filed individually by each of the Reporting Persons on January 9, 2004. This amendment is being filed in order to separately report each Reporting Person's direct and indirect beneficial ownership of the Issuer's securities, to clarify the nature of such ownership and, with respect to GECC (as defined in footnote (6) below), to correctly report the amount of securities beneficially owned. GESTP (as defined in footnote (3) below) is reporting direct beneficial ownership on this Form 4. Each other Reporting Person is reporting both direct and indirect beneficial ownership on this Form 4.
- [F10]The amount of securities shown in this row is owned directly by H. Jeffrey Leonard ("Leonard").
- [F11]The amount of securities shown in this row is owned directly by GESTP, GETM, GECC and GEFMC. As the President and a Director of GEFMC, Leonard may be deemed to be the beneficial owner of the Issuer's securities held by GESTP, GETM, GECC and GEFMC. Leonard disclaims any beneficial ownership of such securities for purposes of Rule 16(a)-1(a) under the '34 Act or otherwise. The amount of securities shown in this row is the total amount of securities owned directly by GESTP, GETM, GECC and GEFMC. Leonard does not have a pecuniary interest in all of such securities.
- [F2]The entities and individual identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that such entities and individual are members of such group.
- [F3]The amount of securities shown in this row is owned directly by Global Environment Strategic Technology Partners, LP ("GESTP").
- [F4]The amount of securities shown in this row is owned directly by GEF Technology Managers Co., LLC ("GETM").
- [F5]The amount of securities shown in this row is owned directly by GESTP. As the general partner to GESTP, GETM may be deemed to be the beneficial owner of the Issuer's securities held by GESTP. GETM disclaims any beneficial ownership of such securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing GETM's pro rata interest in, and interest in the profits of, GESTP. The amount of securities shown in this row is the total amount of securities owned directly by GESTP. GETM does not have a pecuniary interest in all of such securities.
- [F6]The amount of securities shown in this row is owned directly by Global Environment Capital Company, LLC ("GECC").
- [F7]The amount of securities shown in this row is owned directly by GESTP and GETM. As an investment adviser to GESTP and the managing member of GETM, GECC may be deemed to be the beneficial owner of the Issuer's securities held by GESTP and GETM. GECC disclaims any beneficial ownership of such securities for purposes of Rule 16(a)-1(a) under the '34 Act or otherwise. The amount of securities shown in this row is the total amount of securities owned directly by GESTP and GETM, which is greater than the amount of securities in which GECC has a pecuniary interest.
- [F8]The amount of securities shown in this row is owned directly by GEF Management Corporation ("GEFMC").
- [F9]The amount of securities shown in this row is owned directly by GESTP, GETM and GECC. As an investment adviser to GESTP and the investment adviser to GECC, which is the managing member of GETM, GEFMC may be deemed to be the beneficial owner of the Issuer's securities held by GESTP, GETM and GECC. GEFMC disclaims any beneficial ownership of such securities for purposes of Rule 16(a)-1(a) under the '34 Act or otherwise. The amount of securities shown in this row is the total amount of securities owned directly by GESTP, GETM and GECC. GEFMC does not have a pecuniary interest in all of such securities.
Documents
Issuer
ESSEX CORPORATION
CIK 0000355199
Entity typeother
Related Parties
1- filerCIK 0001212921
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 7, 8:00 PM ET
- Accepted
- Apr 8, 6:03 PM ET
- Size
- 20.7 KB