4//SEC Filing
NEWLINK GENETICS CORP 4
Accession 0001126234-17-000011
CIK 0001126234operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 6:29 PM ET
Size
10.6 KB
Accession
0001126234-17-000011
Insider Transaction Report
Form 4
NEWLINK GENETICS CORP(NLNK)
Wiley Brian
VP of Business Development
Transactions
- Tax Payment
Common Stock
2017-01-03$10.28/sh−1,237$12,716→ 19,874 total - Award
Stock Option (Right to Buy)
2017-01-03+75,000→ 75,000 totalExercise: $10.55Exp: 2027-01-02→ Common Stock (75,000 underlying) - Tax Payment
Common Stock
2017-01-04$11.04/sh−603$6,657→ 19,271 total
Footnotes (6)
- [F1]Represents shares of Common Stock withheld by the Issuer in satisfaction of its tax withholding obligation with respect to the vesting of 3,275 previously reported restricted stock units ("RSUs") granted to the Reporting Person.
- [F2]Includes 1,425 RSUs previously reported as holdings of the Reporting Person granted under the Issuer's 2009 Equity Incentive Plan (the "Plan"). The RSUs will vest, and shares will be delivered to the Reporting Person in one installment on January 2, 2018, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
- [F3]Includes 3,700 RSUs previously reported as holdings of the Reporting Person granted under the Plan. The RSUs will vest, and shares will be delivered to the Reporting Person in a series of two successive annual installments with the next installment occurring on January 2, 2018, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
- [F4]Includes 4,787 RSUs previously reported as holdings of the Reporting Person granted under the Plan. The RSUs will vest, and shares will be delivered to the Reporting Person in a series of three successive annual installments with the next installment occurring on January 4, 2018, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
- [F5]Represents shares of Common Stock withheld by the Issuer in satisfaction of its tax withholding obligation with respect to the vesting of 1,595 previously reported RSUs granted to the Reporting Person.
- [F6]Grant to the Reporting Person of a stock option under the Plan on January 3, 2017 (the "Date of Grant"). The option vests and becomes exercisable in a series of 48 successive equal monthly installments beginning on February 3, 2017, provided that at the relevant vesting dates the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan. The option expires ten years after the Date of Grant.
Documents
Issuer
NEWLINK GENETICS CORP
CIK 0001126234
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001126234
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 6:29 PM ET
- Size
- 10.6 KB