4//SEC Filing
Link Charles J. Jr. 4
Accession 0001126234-18-000010
CIK 0001126234other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 7:00 PM ET
Size
8.9 KB
Accession
0001126234-18-000010
Insider Transaction Report
Form 4
NEWLINK GENETICS CORP(NLNK)
Link Charles J. Jr.
DirectorChairman of the Board & CEO
Transactions
- Tax Payment
Common Stock
2018-01-02$8.47/sh−8,939$75,713→ 265,383 total - Tax Payment
Common Stock
2018-01-04$10.06/sh−5,541$55,742→ 259,842 total
Holdings
- 25,000(indirect: By Spouse)
Common Stock
- 139(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]Represents shares of Common Stock withheld by the Issuer in satisfaction of its tax withholding obligation with respect to the vesting of 17,000 previously reported restricted stock units ("RSUs") granted to the Reporting Person.
- [F2]Includes 11,250 RSUs previously reported as holdings of the Reporting Person granted under the Issuer's 2009 Equity Incentive Plan (the "Plan"). The RSUs will vest, and shares will be delivered to the Reporting Person in one installment on January 2, 2019, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
- [F3]Includes 23,320 RSUs previously reported as holdings of the Reporting Person granted under the Plan. The RSUs will vest, and shares will be delivered to the Reporting Person in a series of two successive annual installments with the next installment occurring on January 4, 2019, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
- [F4]Represents shares of Common Stock withheld by the Issuer in satisfaction of its tax withholding obligation with respect to the vesting of 11,660 previously reported RSUs granted to the Reporting Person.
Documents
Issuer
NEWLINK GENETICS CORP
CIK 0001126234
Entity typeother
Related Parties
1- filerCIK 0001512113
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 7:00 PM ET
- Size
- 8.9 KB