Link Charles J. Jr. 4
4 · NEWLINK GENETICS CORP · Filed Dec 14, 2018
Insider Transaction Report
Form 4
NEWLINK GENETICS CORP(NLNK)
Link Charles J. Jr.
DirectorChairman of the Board & CEO
Transactions
- Exercise/Conversion
Common Stock
2018-12-12$0.80/sh+2,564$2,051→ 262,406 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-12-12−2,564→ 0 totalExercise: $0.80From: 2010-01-01Exp: 2019-01-20→ Common Stock (2,564 underlying)
Holdings
- 25,000(indirect: By Spouse)
Common Stock
- 139(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Includes 11,250 restricted stock units ("RSUs") previously reported as holdings of the Reporting Person granted under the Issuer's 2009 Equity Incentive Plan (the "Plan"). The RSUs will vest, and shares will be delivered to the Reporting Person in one installment on January 2, 2019, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
- [F2]Includes 23,320 RSUs previously reported as holdings of the Reporting Person granted under the Issuer's 2009 Equity Incentive Plan (the "Plan"). The RSUs will vest, and shares will be delivered to the Reporting Person in a series of two successive annual installments with the next installment occurring on January 4, 2019, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.