Home/Filings/4/0001126328-04-000464
4//SEC Filing

PRINCIPAL FINANCIAL GROUP INC 4

Accession 0001126328-04-000464

$PFGCIK 0001126328operating

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 2:58 PM ET

Size

11.1 KB

Accession

0001126328-04-000464

Insider Transaction Report

Form 4
Period: 2004-12-17
Transactions
  • Award

    Phantom Stock Units

    2004-12-17$39.86/sh+7.5$299548.5 total
    Common Stock (7.5 underlying)
  • Award

    Common Stock

    2004-12-17+5130,864 total
  • Award

    Performance Units

    2004-12-17+1,01574,657 total
    Common Stock (1,015 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    15,609
  • Common Stock

    (indirect: By Spouse)
    383
Footnotes (4)
  • [F1]Grant of restricted stock units.
  • [F2]Security converts to common stock on a one-for-one basis.
  • [F3]The reported performance units were acquired pursuant to the Principal Financial Group Long-Term Performance Plan. Units under the Plan will be settled in cash or stock within a five-year period from the date of vesting.
  • [F4]The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service.

Issuer

PRINCIPAL FINANCIAL GROUP INC

CIK 0001126328

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001126328

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 2:58 PM ET
Size
11.1 KB