PRINCIPAL FINANCIAL GROUP INC 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 21, 2004
Insider Transaction Report
Form 4
GERSIE MICHAEL H
Executive Vice President/CFO
Transactions
- Award
Common Stock
2004-12-17+86→ 26,286 total - Award
Performance Units
2004-12-17+129→ 9,462 total→ Common Stock (129 underlying) - Award
Phantom Stock Units
2004-12-17$39.86/sh+1.4$56→ 105.6 total→ Common Stock (1.4 underlying)
Holdings
- 447(indirect: By 401(k))
Common Stock
- 1,725(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]Grant of restricted stock units.
- [F2]Includes 1,680 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]Security converts to common stock on a one-for-one basis.
- [F4]The reported performance units were acquired pursuant to the Principal Financial Group Long-Term Performance Plan. Units under the Plan will be settled in cash or stock within a five-year period from date of vesting.
- [F5]The phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service.