4//SEC Filing
PRINCIPAL FINANCIAL GROUP INC 4
Accession 0001126328-04-000492
$PFGCIK 0001126328operating
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 5:29 PM ET
Size
11.3 KB
Accession
0001126328-04-000492
Insider Transaction Report
Form 4
GERSIE MICHAEL H
Executive Vice President/CFO
Transactions
- Award
Common Stock
2004-12-17+86→ 26,286 total - Award
Performance Units
2004-12-17+129→ 9,462 total→ Common Stock (129 underlying) - Award
Phantom Stock Units
2004-12-17$39.86/sh+1.4$56→ 105.6 total→ Common Stock (1.4 underlying)
Holdings
- 447(indirect: By 401(k))
Common Stock
- 1,725(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]Grant of restricted stock units.
- [F2]Includes 1,680 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]Security converts to common stock on a one-for-one basis.
- [F4]The reported performance units were acquired pursuant to the Principal Financial Group Long-Term Performance Plan. Units under the Plan will be settled in cash or stock within a five-year period from date of vesting.
- [F5]The phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service.
Documents
Issuer
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001126328
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 5:29 PM ET
- Size
- 11.3 KB