PRINCIPAL FINANCIAL GROUP INC 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Sep 19, 2007
Insider Transaction Report
Form 4
LAMALE ELLEN Z
Sr. VP & Chief Risk Officer
Transactions
- Sale
Common Stock
2007-09-18$60.00/sh−14,615$876,900→ 15,416 total - Exercise/Conversion
Common Stock
2007-09-18$36.30/sh+14,615$530,525→ 30,031 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2007-09-18−14,615→ 0 totalExercise: $36.30Exp: 2014-02-24→ Common Stock (14,615 underlying)
Holdings
- 2,995(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Pursuant to 10b5-1 plan adopted August 1, 2007.
- [F2]Includes 2,204 shares held in the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The option vested in three equal annual installments on February 24, 2005, 2006 and 2007.