PRINCIPAL FINANCIAL GROUP INC 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Oct 3, 2007
Insider Transaction Report
Form 4
ASCHENBRENNER JOHN E
President - Ins. & Fin. Svcs.
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2007-10-01−15,000→ 57,290 totalExercise: $27.57Exp: 2013-02-25→ Common Stock (15,000 underlying) - Sale
Common Stock
2007-10-01$64.00/sh−15,000$960,000→ 36,324 total - Exercise/Conversion
Common Stock
2007-10-01$27.57/sh+15,000$413,550→ 51,324 total
Holdings
- 100(indirect: By Son)
Common Stock
- 3,090(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Pursuant to 10b5-1 plan adopted May 11, 2007.
- [F2]Includes 2,930 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The reporting person no longer has a reportable beneficial interest in 100 shares of PFG Common Stock owned by his daughter and included in prior ownership reports.
- [F4]The option vested in three equal annual installments on February 25, 2004, 2005 and 2006.