4//SEC Filing
PRINCIPAL FINANCIAL GROUP INC 4
Accession 0001126328-07-000316
$PFGCIK 0001126328operating
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 12:12 PM ET
Size
10.6 KB
Accession
0001126328-07-000316
Insider Transaction Report
Form 4
ASCHENBRENNER JOHN E
President - Ins. & Fin. Svcs.
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2007-10-01−15,000→ 57,290 totalExercise: $27.57Exp: 2013-02-25→ Common Stock (15,000 underlying) - Sale
Common Stock
2007-10-01$64.00/sh−15,000$960,000→ 36,324 total - Exercise/Conversion
Common Stock
2007-10-01$27.57/sh+15,000$413,550→ 51,324 total
Holdings
- 100(indirect: By Son)
Common Stock
- 3,090(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Pursuant to 10b5-1 plan adopted May 11, 2007.
- [F2]Includes 2,930 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The reporting person no longer has a reportable beneficial interest in 100 shares of PFG Common Stock owned by his daughter and included in prior ownership reports.
- [F4]The option vested in three equal annual installments on February 25, 2004, 2005 and 2006.
Documents
Issuer
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001126328
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 12:12 PM ET
- Size
- 10.6 KB