MATHRANI ARJUN K 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 9, 2008
Insider Transaction Report
Form 4
MATHRANI ARJUN K
Director
Transactions
- Award
Phantom Stock Units
2008-12-05$19.20/sh+220.4$4,232→ 9,623.8 total→ Common Stock (220.4 underlying) - Award
Common Stock
2008-12-05+214→ 9,365 total
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]Security converts to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.