MATHRANI ARJUN K 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 8, 2009
Insider Transaction Report
Form 4
MATHRANI ARJUN K
Director
Transactions
- Award
Phantom Stock Units
2009-12-04$24.09/sh+199.7$4,811→ 9,823.5 total→ Common Stock (199.7 underlying) - Award
Common Stock
2009-12-04+289→ 14,219 total
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]Security converts to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.