ASCHENBRENNER JOHN E 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 8, 2009
Insider Transaction Report
Form 4
ASCHENBRENNER JOHN E
President - Ins. & Fin. Svcs.
Transactions
- Award
Common Stock
2009-12-04+1,153→ 88,512 total - Award
Common Stock
2009-12-04$23.99/sh+291$6,981→ 88,803 total - Award
Phantom Stock Units
2009-12-04$24.09/sh+2.3$55→ 117.1 total→ Common Stock (2.3 underlying)
Holdings
- 3,294(indirect: By 401(k))
Common Stock
- 100(indirect: By Son)
Common Stock
Footnotes (4)
- [F1]Grant of restricted stock units.
- [F2]Includes 4,564 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]Security converts to common stock on a one-for-one basis.
- [F4]The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service.