MATHRANI ARJUN K 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 7, 2010
Insider Transaction Report
Form 4
MATHRANI ARJUN K
Director
Transactions
- Award
Phantom Stock Units
2010-12-03$29.68/sh+182$5,402→ 10,005.5 total→ Common Stock (182 underlying) - Award
Common Stock
2010-12-03+325→ 17,879 total
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]Security converts to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.