LAMALE ELLEN Z 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 7, 2010
Insider Transaction Report
Form 4
LAMALE ELLEN Z
Sr. VP & Chief Risk Officer
Transactions
- Award
Common Stock
2010-12-03+194→ 29,242 total - Award
Phantom Stock Units
2010-12-03$29.68/sh+23.2$689→ 1,275.1 total→ Common Stock (23.2 underlying)
Holdings
- 3,249(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Grant of restricted stock units.
- [F2]Includes 2,374 shares held in Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]Security converts to common stock on a one-for-one basis.
- [F4]The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service.