SORENSEN NORMAN R 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 6, 2011
Insider Transaction Report
Form 4
SORENSEN NORMAN R
Exec. VP - International
Transactions
- Award
Common Stock
2011-12-02$24.89/sh+134$3,335→ 54,152 total - Award
Performance Units
2011-12-02+220→ 7,871 total→ Common Stock (220 underlying) - Award
Common Stock
2011-12-02+732→ 54,018 total - Award
Common Stock
2011-12-02$24.30/sh+230$5,589→ 54,382 total
Holdings
- 3,136(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Grant of restricted stock units.
- [F2]Includes 6,995 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]Security converts to common stock on a one-for-one basis.
- [F4]The reported performance units were acquired pursuant to the Principal Financial Group Long-Term Performance Plan. Units under the Plan will be settled in cash or stock within a five-year period from the date of vesting.