OKEEFE MARY A 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Jan 2, 2013
Insider Transaction Report
Form 4
OKEEFE MARY A
Sr. VP & Chief Mktg. Off.
Transactions
- Purchase
Common Stock
[F1]2012-12-28$28.02/sh+109$3,054→ 28,701 total - Award
Phantom Stock Units
[F2][F3]2012-12-28$28.08/sh+30.6$859→ 4,117.5 total→ Common Stock (30.6 underlying)
Holdings
- 3,285(indirect: By 401(k))
Common Stock
- 211(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Includes 7,194 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price.
- [F2]Security converts to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service.
Signature
Joyce N. Hoffman, by Power of Attorney|2013-01-02