4//SEC Filing
OKEEFE MARY A 4
Accession 0001126328-13-000019
CIK 0001126328other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 3:36 PM ET
Size
8.5 KB
Accession
0001126328-13-000019
Insider Transaction Report
Form 4
OKEEFE MARY A
Sr. VP & Chief Mktg. Off.
Transactions
- Purchase
Common Stock
2012-12-28$28.02/sh+109$3,054→ 28,701 total - Award
Phantom Stock Units
2012-12-28$28.08/sh+30.6$859→ 4,117.5 total→ Common Stock (30.6 underlying)
Holdings
- 3,285(indirect: By 401(k))
Common Stock
- 211(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Includes 7,194 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price.
- [F2]Security converts to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service.
Documents
Issuer
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
Entity typeother
Related Parties
1- filerCIK 0001166870
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 3:36 PM ET
- Size
- 8.5 KB