OKEEFE MARY A 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Apr 2, 2013
Insider Transaction Report
Form 4
OKEEFE MARY A
Sr. VP & Chief Mktg. Off.
Transactions
- Award
Phantom Stock Units
2013-03-29$33.64/sh+28.2$949→ 4,145.7 total→ Common Stock (28.2 underlying)
Footnotes (2)
- [F1]Security converts to common stock on a one-for-one basis.
- [F2]The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at anytime into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service.