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PRINCIPAL FINANCIAL GROUP INC 4

Accession 0001126328-13-000210

$PFGCIK 0001126328operating

View on SEC.gov Company Profile

Filed

Jul 23, 8:00 PM ET

Accepted

Jul 24, 12:16 PM ET

Size

9.8 KB

Accession

0001126328-13-000210

Insider Transaction Report

Form 4

Period: 2013-07-22

PRINCIPAL FINANCIAL GROUP INCPFG

Sr. VP & Chief Mktg. Off.

Transactions

Sale
Common Stock
2013-07-22$40.00/sh−15,000$600,000→ 47,968 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-07-22−15,000→ 30,720 total
Exercise: $11.07From: 2012-02-24Exp: 2019-02-24→ Common Stock (15,000 underlying)
Exercise/Conversion
Common Stock
2013-07-22$11.07/sh+15,000$166,050→ 62,968 total

Holdings

Common Stock
(indirect: By 401(k))
3,327
Common Stock
(indirect: By Spouse)
211

Footnotes (2)

[F1]Pursuant to a 10b5-1 trading plan adopted by the reporting person on November 5, 2012.
[F2]Includes 7,287 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

PRINCIPAL FINANCIAL GROUP INC

CIK 0001126328

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001126328

Filing Metadata

Form type: 4
Filed: Jul 23, 8:00 PM ET
Accepted: Jul 24, 12:16 PM ET
Size: 9.8 KB

View on SEC.gov