PRINCIPAL FINANCIAL GROUP INC 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Jul 24, 2013
Insider Transaction Report
Form 4
OKEEFE MARY A
Sr. VP & Chief Mktg. Off.
Transactions
- Sale
Common Stock
2013-07-22$40.00/sh−15,000$600,000→ 47,968 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-07-22−15,000→ 30,720 totalExercise: $11.07From: 2012-02-24Exp: 2019-02-24→ Common Stock (15,000 underlying) - Exercise/Conversion
Common Stock
2013-07-22$11.07/sh+15,000$166,050→ 62,968 total
Holdings
- 3,327(indirect: By 401(k))
Common Stock
- 211(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Pursuant to a 10b5-1 trading plan adopted by the reporting person on November 5, 2012.
- [F2]Includes 7,287 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price.