PRINCIPAL FINANCIAL GROUP INC 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Oct 1, 2013
Insider Transaction Report
Form 4
OKEEFE MARY A
Sr. VP & Chief Mktg. Off.
Transactions
- Award
Common Stock
2013-09-27+164→ 49,040 total - Award
Phantom Stock Units
2013-09-27$43.19/sh+25.1$1,084→ 4,196.2 total→ Common Stock (25.1 underlying)
Holdings
- 3,347(indirect: By 401(k))
Common Stock
- 211(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]Grant of restricted stock units.
- [F2]Includes 8,195 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price.
- [F3]The units convert to common stock on a one-for-one basis.
- [F4]Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.