PRINCIPAL FINANCIAL GROUP INC 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 17, 2013
Insider Transaction Report
Form 4
OKEEFE MARY A
Sr. VP & Chief Mktg. Off.
Transactions
- Sale
Common Stock
2013-12-16$48.33/sh−28,600$1,382,238→ 49,040 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-12-16−28,600→ 0 totalExercise: $36.30From: 2007-02-24Exp: 2014-02-24→ Common Stock (28,600 underlying) - Exercise/Conversion
Common Stock
2013-12-16$36.30/sh+28,600$1,038,180→ 77,640 total
Holdings
- 211(indirect: By Spouse)
Common Stock
- 3,347(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2013.
- [F2]Includes 8,195 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Price.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.23 - $48.45, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.