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4//SEC Filing

PRINCIPAL FINANCIAL GROUP INC 4

Accession 0001126328-15-000248

$PFGCIK 0001126328operating

Filed

Sep 28, 8:00 PM ET

Accepted

Sep 29, 5:38 PM ET

Size

7.8 KB

Accession

0001126328-15-000248

Insider Transaction Report

Form 4
Period: 2015-09-25
ZIMPLEMAN LARRY D
President & CEO
Transactions
  • Award

    Phantom Stock Units

    2015-09-25$48.05/sh+102.3$4,91613,036.7 total
    Common Stock (102.3 underlying)
  • Award

    Performance Units

    2015-09-25+668,417 total
    Common Stock (66 underlying)
Footnotes (3)
  • [F1]The units convert to common stock on a one-for-one basis.
  • [F2]The reported performance units were acquired pursuant to the Principal Financial Group Long-Term Performance Plan. Units under the Plan will be settled in cash or stock within a five-year period from the date of vesting.
  • [F3]Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.

Issuer

PRINCIPAL FINANCIAL GROUP INC

CIK 0001126328

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001126328

Filing Metadata

Form type
4
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 5:38 PM ET
Size
7.8 KB