PRINCIPAL FINANCIAL GROUP INC 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 30, 2015
Insider Transaction Report
Form 4
ZIMPLEMAN LARRY D
President & CEO
Transactions
- Award
Performance Units
2015-12-28+70→ 8,487 total→ Common Stock (70 underlying) - Award
Phantom Stock Units
2015-12-28$45.57/sh+108.7$4,953→ 13,145.4 total→ Common Stock (108.7 underlying)
Footnotes (3)
- [F1]The units convert to common stock on a one-for-one basis.
- [F2]The reported performance units were acquired pursuant to the Principal Financial Group Long-Term Performance Plan. Units under the Plan will be settled in cash or stock within a five-year period from the date of vesting.
- [F3]Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.