4//SEC Filing
PRINCIPAL FINANCIAL GROUP INC 4
Accession 0001126328-16-000434
$PFGCIK 0001126328operating
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 6:27 PM ET
Size
9.5 KB
Accession
0001126328-16-000434
Insider Transaction Report
Form 4
ZIMPLEMAN LARRY D
President & CEO
Transactions
- Award
Phantom Stock Units
2016-03-25$38.90/sh+128.4$4,995→ 13,273.9 total→ Common Stock (128.4 underlying) - Award
Common Stock
2016-03-25−11→ 263,514 total - Award
Performance Units
2016-03-25+83→ 8,570 total→ Common Stock (83 underlying)
Footnotes (5)
- [F1]Grant of restricted stock units.
- [F2]Includes 10,781 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The units convert to common stock on a one-for-one basis.
- [F4]The reported performance units were acquired pursuant to the Principal Financial Group Long-Term Performance Plan. Units under the Plan will be settled in cash or stock within a five-year period from the date of vesting.
- [F5]Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.
Documents
Issuer
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001126328
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 6:27 PM ET
- Size
- 9.5 KB