PRINCIPAL FINANCIAL GROUP INC 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Apr 4, 2017
Insider Transaction Report
Form 4
FERRO DENNIS H
Director
Transactions
- Award
Common Stock
2017-03-31+166→ 24,431 total - Award
Phantom Stock Units
2017-03-31$63.11/sh+130.4$8,230→ 18,436.4 total→ Common Stock (130.4 underlying)
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]The units convert to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.