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4//SEC Filing

PRINCIPAL FINANCIAL GROUP INC 4

Accession 0001126328-17-000163

$PFGCIK 0001126328operating
View on SEC.govCompany Profile

Filed

Jun 22, 8:00 PM ET

Accepted

Jun 23, 12:03 PM ET

Size

21.2 KB

Accession

0001126328-17-000163

Insider Transaction Report

Form 4
Period: 2017-06-21
PRINCIPAL FINANCIAL GROUP INCPFG
Elming Gregory Bernard
SVP & Chief Risk Officer
Transactions
  • Sale

    Common Stock

    2017-06-21$64.20/sh−4,230$271,566→ 35,398 total
  • Exercise/Conversion

    Common Stock

    2017-06-21$37.38/sh+4,230$158,117→ 39,628 total
  • Exercise/Conversion

    Common Stock

    2017-06-21$34.26/sh+5,975$204,704→ 41,373 total
  • Exercise/Conversion

    Common Stock

    2017-06-21$44.88/sh+5,835$261,875→ 41,233 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2017-06-21−5,835→ 0 total
    Exercise: $44.88From: 2017-02-24Exp: 2024-02-24→ Common Stock (5,835 underlying)
  • Sale

    Common Stock

    2017-06-21$64.20/sh−5,975$383,595→ 35,398 total
  • Sale

    Common Stock

    2017-06-21$64.20/sh−5,835$374,607→ 35,398 total
  • Sale

    Common Stock

    2017-06-21$64.20/sh−14,667$941,621→ 20,731 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2017-06-21−5,975→ 0 total
    Exercise: $34.26From: 2014-02-28Exp: 2021-02-28→ Common Stock (5,975 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2017-06-21−4,230→ 8,460 total
    Exercise: $37.38From: 2017-02-22Exp: 2026-02-22→ Common Stock (4,230 underlying)
Footnotes (3)
  • [F1]Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2017.
  • [F2]Includes 1,646 shares held in Principal Financial Group, Inc. Employee Stock Purchase Plan.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.80 - $64.97, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Documents

1 file

Issuer

PRINCIPAL FINANCIAL GROUP INC

CIK 0001126328

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001126328

Filing Metadata

Form type
4
Filed
Jun 22, 8:00 PM ET
Accepted
Jun 23, 12:03 PM ET
Size
21.2 KB
View on SEC.gov