FERRO DENNIS H 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Oct 3, 2017
Insider Transaction Report
Form 4
FERRO DENNIS H
Director
Transactions
- Award
Phantom Stock Units
2017-09-29$64.34/sh+139.1$8,950→ 19,184.9 total→ Common Stock (139.1 underlying) - Award
Common Stock
2017-09-29+187→ 26,833 total
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]The units convert to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.