FERRO DENNIS H 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Jan 2, 2018
Insider Transaction Report
Form 4
FERRO DENNIS H
Director
Transactions
- Award
Common Stock
2017-12-28+177→ 27,010 total - Award
Phantom Stock Units
2017-12-28$71.39/sh+131.9$9,416→ 19,805.8 total→ Common Stock (131.9 underlying)
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]The units convert to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.