MCCAUGHAN JAMES P 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Feb 28, 2018
Insider Transaction Report
Form 4
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
Transactions
- Award
Common Stock
2018-02-26+15,120→ 188,951 total - Award
Employee Stock Option (Right to Buy)
2018-02-26+81,665→ 81,665 totalExercise: $63.98Exp: 2018-02-26→ Common Stock (81,665 underlying)
Footnotes (3)
- [F1]Settlement of performance-based restricted stock units granted February 23, 2015.
- [F2]Includes 10,719 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The option vests in three equal annual installments beginning February 26, 2019.