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PRINCIPAL FINANCIAL GROUP INC·4

Feb 28, 5:14 PM ET

SHAFF KAREN E 4

4 · PRINCIPAL FINANCIAL GROUP INC · Filed Feb 28, 2018

Insider Transaction Report

Form 4
Period: 2018-02-26
PRINCIPAL FINANCIAL GROUP INCPFG
SHAFF KAREN E
Exec. VP and General Counsel
Transactions
  • Award

    Common Stock

    2018-02-26+9,865→ 76,300 total
  • Award

    Employee Stock Option (Right to Buy)

    2018-02-26+32,465→ 32,465 total
    Exercise: $63.98Exp: 2018-02-26→ Common Stock (32,465 underlying)
Holdings

  • Common Stock

    (indirect: By Spouse)
    2,801

  • Common Stock

    (indirect: By IRA)
    500
Footnotes (3)
  • [F1]Settlement of performance-based restricted stock units granted February 23, 2015.
  • [F2]Includes 8,551 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
  • [F3]The option vests in three equal annual installments beginning February 26, 2019.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT