Home/Filings/4/0001126328-18-000108
4//SEC Filing

SHAFF KAREN E 4

Accession 0001126328-18-000108

CIK 0001126328other

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 5:14 PM ET

Size

8.4 KB

Accession

0001126328-18-000108

Insider Transaction Report

Form 4
Period: 2018-02-26
SHAFF KAREN E
Exec. VP and General Counsel
Transactions
  • Award

    Common Stock

    2018-02-26+9,86576,300 total
  • Award

    Employee Stock Option (Right to Buy)

    2018-02-26+32,46532,465 total
    Exercise: $63.98Exp: 2018-02-26Common Stock (32,465 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    2,801
  • Common Stock

    (indirect: By IRA)
    500
Footnotes (3)
  • [F1]Settlement of performance-based restricted stock units granted February 23, 2015.
  • [F2]Includes 8,551 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
  • [F3]The option vests in three equal annual installments beginning February 26, 2019.

Issuer

PRINCIPAL FINANCIAL GROUP INC

CIK 0001126328

Entity typeother

Related Parties

1
  • filerCIK 0001166872

Filing Metadata

Form type
4
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 5:14 PM ET
Size
8.4 KB