FERRO DENNIS H 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Apr 2, 2018
Insider Transaction Report
Form 4
FERRO DENNIS H
Director
Transactions
- Award
Common Stock
2018-03-29+218→ 27,228 total - Award
Phantom Stock Units
2018-03-29$60.91/sh+165.8$10,099→ 19,971.6 total→ Common Stock (165.8 underlying)
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]The units convert to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.