MCCAUGHAN JAMES P 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Apr 2, 2018
Insider Transaction Report
Form 4
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
Transactions
- Award
Phanton Stock Units
2018-03-29$60.91/sh+170.8$10,403→ 20,568.2 total→ Common Stock (170.8 underlying)
Footnotes (2)
- [F1]The units convert to common stock on a one-for-one basis.
- [F2]Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.