MCCAUGHAN JAMES P 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Jun 5, 2018
Insider Transaction Report
Form 4
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
Transactions
- Exercise/Conversion
Common Stock
2018-06-04$30.70/sh+10,000$307,000→ 198,960 total - Sale
Common Stock
2018-06-04$56.31/sh−10,000$563,100→ 188,960 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-06-04−10,000→ 73,630 totalExercise: $30.70From: 2016-02-25Exp: 2023-02-25→ Common Stock (10,000 underlying) - Sale
Common Stock
2018-06-04$56.31/sh−10,000$563,100→ 178,960 total
Footnotes (2)
- [F1]Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2018.
- [F2]Includes 10,720 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.