4//SEC Filing
SHAFF KAREN E 4
Accession 0001126328-19-000100
CIK 0001126328other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 5:19 PM ET
Size
8.4 KB
Accession
0001126328-19-000100
Insider Transaction Report
Form 4
SHAFF KAREN E
Exec. VP and General Counsel
Transactions
- Award
Employee Stock Option (Right to Buy)
2019-02-25+48,215→ 48,215 totalExercise: $53.09Exp: 2029-02-25→ Common Stock (48,215 underlying) - Award
Common Stock
2019-02-25+15,677→ 93,321 total
Holdings
- 2,801(indirect: By Spouse)
Common Stock
- 500(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]Settlement of performance-based restricted stock units granted February 22, 2016.
- [F2]Includes 9,375 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The option vests in three equal annual installments beginning February 25, 2020.
Documents
Issuer
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
Entity typeother
Related Parties
1- filerCIK 0001166872
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 5:19 PM ET
- Size
- 8.4 KB