SHAFF KAREN E 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Feb 27, 2019
Insider Transaction Report
Form 4
SHAFF KAREN E
Exec. VP and General Counsel
Transactions
- Award
Employee Stock Option (Right to Buy)
2019-02-25+48,215→ 48,215 totalExercise: $53.09Exp: 2029-02-25→ Common Stock (48,215 underlying) - Award
Common Stock
2019-02-25+15,677→ 93,321 total
Holdings
- 2,801(indirect: By Spouse)
Common Stock
- 500(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]Settlement of performance-based restricted stock units granted February 22, 2016.
- [F2]Includes 9,375 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The option vests in three equal annual installments beginning February 25, 2020.