Valdes Luis E. 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Jun 26, 2019
Insider Transaction Report
Form 4
Valdes Luis E.
President-Principal Internat'l
Transactions
- Exercise/Conversion
Common Stock
2019-06-24$37.88/sh+27,661$1,047,799→ 105,146 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-06-24−27,661→ 0 totalExercise: $37.88From: 2019-02-22Exp: 2026-02-22→ Common Stock (27,661 underlying) - Sale
Common Stock
2019-06-24$57.67/sh−20,000$1,153,400→ 57,485 total - Sale
Common Stock
2019-06-24$57.67/sh−27,661$1,595,210→ 77,485 total
Footnotes (3)
- [F1]Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019.
- [F2]Includes 8,455 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.25 - $58.01, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.