Home/Filings/4/0001126328-19-000172
4//SEC Filing

Valdes Luis E. 4

Accession 0001126328-19-000172

CIK 0001126328other

Filed

Jun 25, 8:00 PM ET

Accepted

Jun 26, 4:07 PM ET

Size

10.6 KB

Accession

0001126328-19-000172

Insider Transaction Report

Form 4
Period: 2019-06-24
Valdes Luis E.
President-Principal Internat'l
Transactions
  • Exercise/Conversion

    Common Stock

    2019-06-24$37.88/sh+27,661$1,047,799105,146 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2019-06-2427,6610 total
    Exercise: $37.88From: 2019-02-22Exp: 2026-02-22Common Stock (27,661 underlying)
  • Sale

    Common Stock

    2019-06-24$57.67/sh20,000$1,153,40057,485 total
  • Sale

    Common Stock

    2019-06-24$57.67/sh27,661$1,595,21077,485 total
Footnotes (3)
  • [F1]Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019.
  • [F2]Includes 8,455 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.25 - $58.01, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Issuer

PRINCIPAL FINANCIAL GROUP INC

CIK 0001126328

Entity typeother

Related Parties

1
  • filerCIK 0001543399

Filing Metadata

Form type
4
Filed
Jun 25, 8:00 PM ET
Accepted
Jun 26, 4:07 PM ET
Size
10.6 KB