4//SEC Filing
Valdes Luis E. 4
Accession 0001126328-19-000201
CIK 0001126328other
Filed
Jul 21, 8:00 PM ET
Accepted
Jul 22, 11:50 AM ET
Size
9.0 KB
Accession
0001126328-19-000201
Insider Transaction Report
Form 4
Valdes Luis E.
President-Principal Internat'l
Transactions
- Sale
Common Stock
2019-07-18$59.54/sh−11,829$704,299→ 58,223 total - Exercise/Conversion
Common Stock
2019-07-18$51.33/sh+11,829$607,183→ 70,052 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-07-18−11,829→ 0 totalExercise: $51.33From: 2018-02-23Exp: 2025-02-23→ Common Stock (11,829 underlying)
Footnotes (3)
- [F1]Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019.
- [F2]Includes 8,533 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 - $59.62, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Documents
Issuer
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
Entity typeother
Related Parties
1- filerCIK 0001543399
Filing Metadata
- Form type
- 4
- Filed
- Jul 21, 8:00 PM ET
- Accepted
- Jul 22, 11:50 AM ET
- Size
- 9.0 KB