Valdes Luis E. 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Jul 22, 2019
Insider Transaction Report
Form 4
Valdes Luis E.
President-Principal Internat'l
Transactions
- Sale
Common Stock
2019-07-18$59.54/sh−11,829$704,299→ 58,223 total - Exercise/Conversion
Common Stock
2019-07-18$51.33/sh+11,829$607,183→ 70,052 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-07-18−11,829→ 0 totalExercise: $51.33From: 2018-02-23Exp: 2025-02-23→ Common Stock (11,829 underlying)
Footnotes (3)
- [F1]Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2019.
- [F2]Includes 8,533 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 - $59.62, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.