SHAFF KAREN E 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 31, 2019
Insider Transaction Report
Form 4
SHAFF KAREN E
Exec. VP and General Counsel
Transactions
- Award
Common Stock
2019-12-27+139→ 94,237 total
Holdings
- 2,801(indirect: By Spouse)
Common Stock
- 500(indirect: By IRA)
Common Stock
Footnotes (2)
- [F1]Grant of restricted stock units.
- [F2]Includes 9,749 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.