Home/Filings/4/0001126328-20-000084
4//SEC Filing

SHAFF KAREN E 4

Accession 0001126328-20-000084

CIK 0001126328other

Filed

Feb 25, 7:00 PM ET

Accepted

Feb 26, 5:29 PM ET

Size

8.4 KB

Accession

0001126328-20-000084

Insider Transaction Report

Form 4
Period: 2020-02-24
SHAFF KAREN E
Exec. VP and General Counsel
Transactions
  • Award

    Common Stock

    2020-02-24+7,330101,567 total
  • Award

    Employee Stock Option (Right to Buy)

    2020-02-24+50,01550,015 total
    Exercise: $51.73Exp: 2030-02-24Common Stock (50,015 underlying)
Holdings
  • Common Stock

    (indirect: By IRA)
    500
  • Common Stock

    (indirect: By Spouse)
    2,801
Footnotes (3)
  • [F1]Settlement of performance-based restricted stock units granted February 27, 2017.
  • [F2]Includes 9,652 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
  • [F3]The option vests in three equal annual installments beginning February 24, 2021.

Issuer

PRINCIPAL FINANCIAL GROUP INC

CIK 0001126328

Entity typeother

Related Parties

1
  • filerCIK 0001166872

Filing Metadata

Form type
4
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 5:29 PM ET
Size
8.4 KB