SHAFF KAREN E 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Feb 26, 2020
Insider Transaction Report
Form 4
SHAFF KAREN E
Exec. VP and General Counsel
Transactions
- Award
Common Stock
2020-02-24+7,330→ 101,567 total - Award
Employee Stock Option (Right to Buy)
2020-02-24+50,015→ 50,015 totalExercise: $51.73Exp: 2030-02-24→ Common Stock (50,015 underlying)
Holdings
- 500(indirect: By IRA)
Common Stock
- 2,801(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Settlement of performance-based restricted stock units granted February 27, 2017.
- [F2]Includes 9,652 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The option vests in three equal annual installments beginning February 24, 2021.