LAWLER JULIA M 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Mar 31, 2020
Insider Transaction Report
Form 4Exit
LAWLER JULIA M
Other
Transactions
- Award
Common Stock
[F1][F2]2020-03-27+120→ 52,963 total - Award
Phantom Stock Units
[F3][F4]2020-03-27$32.60/sh+93.2$3,038→ 5,518.5 total→ Common Stock (93.2 underlying)
Holdings
- 1,349(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Grant of restricted stock units.
- [F2]Includes 564 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The units convert to common stock on a one-for-one basis.
- [F4]Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.
Signature
Alex P. Montz, by Power of Attorney|2020-03-31