LAWLER JULIA M 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Sep 29, 2020
Insider Transaction Report
Form 4
LAWLER JULIA M
Sr VP & Ch Invst Officer
Transactions
- Award
Common Stock
2020-09-25+105→ 53,618 total - Award
Phantom Stock Units
2020-09-25$38.63/sh+81$3,129→ 5,679 total→ Common Stock (81 underlying)
Holdings
- 1,388(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Grant of restricted stock units.
- [F2]Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]The units convert to common stock on a one-for-one basis.
- [F4]Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.