Dunbar Timothy Mark 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Feb 5, 2021
Insider Transaction Report
Form 4
Dunbar Timothy Mark
SVP and Chief Investment Offic
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-02-03−3,709→ 0 totalExercise: $34.26From: 2014-02-28Exp: 2021-02-28→ Common Stock (3,709 underlying) - Exercise/Conversion
Common Stock
2021-02-03$34.26/sh+11,125$381,143→ 82,009 total - Sale
Common Stock
2021-02-03$51.11/sh−11,125$568,599→ 70,884 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-02-03−3,708→ 0 totalExercise: $34.26From: 2012-02-29Exp: 2021-02-28→ Common Stock (3,708 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-02-03−3,708→ 0 totalExercise: $34.26From: 2013-02-28Exp: 2021-02-28→ Common Stock (3,708 underlying)
Holdings
- 114(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Includes 3,678 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.04 to $51.18, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.