LAWLER JULIA M 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Feb 10, 2021
Insider Transaction Report
Form 4Exit
LAWLER JULIA M
Other
Transactions
- Sale
Common Stock
[F1]2021-02-08$53.93/sh−1,000$53,930→ 51,610 total - Exercise/Conversion
Common Stock
[F1]2021-02-08$44.88/sh+7,410$332,561→ 59,020 total - Sale
Common Stock
[F2][F1]2021-02-08$53.93/sh−7,410$399,621→ 51,610 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-02-08−2,470→ 0 totalExercise: $44.88From: 2015-02-24Exp: 2021-02-24→ Common Stock (2,470 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-02-08−2,470→ 0 totalExercise: $44.88From: 2016-02-24Exp: 2021-02-24→ Common Stock (2,470 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-02-08−2,470→ 0 totalExercise: $44.88From: 2017-02-24Exp: 2021-02-24→ Common Stock (2,470 underlying)
Holdings
- 1,388(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.93 to $53.96, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Signature
Alex P. Montz, by Power of Attorney|2021-02-10