PRINCIPAL FINANCIAL GROUP INC·4

Mar 9, 6:33 PM ET

Schaaf Renee V. 4

4 · PRINCIPAL FINANCIAL GROUP INC · Filed Mar 9, 2021

Insider Transaction Report

Form 4
Period: 2021-03-05
Schaaf Renee V.
President - RIS
Transactions
  • Tax Payment

    Common Stock

    2021-03-05$56.58/sh866$48,99823,689 total
  • Award

    Employee Stock Option (Right to Buy)

    2021-03-05+42,38042,380 total
    Exercise: $58.68Exp: 2031-03-05Common Stock (42,380 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    22
  • Common Stock

    (indirect: By 401(k))
    506
Footnotes (3)
  • [F1]Settlement of performance-based restricted stock units granted February 26, 2018.
  • [F2]Includes 1,980 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
  • [F3]The option vests in three equal annual installments beginning March 5, 2022.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT