DAN MICHAEL T 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Sep 28, 2021
Insider Transaction Report
Form 4
DAN MICHAEL T
Director
Transactions
- Award
Common Stock
[F1]2021-09-24+361→ 50,562 total - Award
Phantom Stock Units
[F2][F3]2021-09-24$64.45/sh+123$7,927→ 12,658 total→ Common Stock (123 underlying)
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]The units convert to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
Signature
Alex P. Montz, by Power of Attorney|2021-09-28