DAN MICHAEL T 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Sep 28, 2021
Insider Transaction Report
Form 4
DAN MICHAEL T
Director
Transactions
- Award
Phantom Stock Units
2021-09-24$64.45/sh+123$7,927→ 12,658 total→ Common Stock (123 underlying) - Award
Common Stock
2021-09-24+361→ 50,562 total
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]The units convert to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.