PRINCIPAL FINANCIAL GROUP INC·4

Jan 30, 2:46 PM ET

STRABLE-SOETHOUT DEANNA D 4

4 · PRINCIPAL FINANCIAL GROUP INC · Filed Jan 30, 2026

Research Summary

AI-generated summary of this filing

Updated

Principal Financial (PFG) CEO Deanna Strable-Soethout Sells Shares

What Happened
Deanna Strable-Soethout, President and CEO of Principal Financial Group, sold 9,300 shares in an open-market transaction on January 29, 2026. The filing reports a weighted-average price of $95.12 per share for total proceeds of approximately $884,616. This was a sale (disposition), which is often routine for executives and does not by itself indicate a change in company outlook.

Key Details

  • Transaction date: 2026-01-29; Form 4 filed: 2026-01-30 (timely filing).
  • Reported weighted-average price: $95.12 per share; reported proceeds ≈ $884,616.
  • Price range: shares were sold at prices from $95.00 to $95.34 (per footnote). The $95.12 is a weighted average.
  • Shares sold: 9,300 (transaction code S — sale/disposition).
  • Shares owned after transaction: Not reported in the information provided in this summary.
  • Footnotes: Transaction executed pursuant to a Rule 10b5-1 trading plan adopted Feb 28, 2024; filer will provide a breakdown of the number of shares sold at each price upon request.

Context
A 10b5-1 trading plan indicates the sales were pre-arranged under an approved plan, which is commonly used by insiders to sell shares on a scheduled basis and helps demonstrate the trade was not based on nonpublic information. Sales are generally less informative than purchases about insider sentiment; this filing documents the execution of a pre-planned sale rather than a new acquisition.

Insider Transaction Report

Form 4
Period: 2026-01-29
STRABLE-SOETHOUT DEANNA D
Chair, President and CEO
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2026-01-29$95.12/sh9,300$884,616144,168 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    54,227
Footnotes (2)
  • [F1]This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.34, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Signature
Chris Agbe-Davies as Attorney-in-Fact|2026-01-30

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES